Legal and administrative duties of the insurance broker - Part 2

The objectives of this training (Part 2) are to familiarize participants with the specific legal and administrative obligations of brokers. It aims to provide participants with a thorough understanding of recent regulations and best practices in these areas, in order to enhance their compliance and professionalism in their brokerage activities.

This second part of the training includes a thorough exploration of the specific legal and administrative obligations of brokers, such as confidentiality, compliance with international contracts, prevention of money laundering and terrorism financing, as well as product governance. Participants will gain a detailed understanding of recent regulations and best practices in these areas, with concrete case studies and interactive discussions to enhance their learning.

• Legal obligations of brokers
• Respect of professional secrecy
• Compliance with international contracts
• Prevention of money laundering and terrorism financing
• Governance of financial products
• Recent regulations
• Best practices
• Concrete case studies

Interactive Presentations:

• Utilization of visual presentations to explain key concepts.
• Integration of interactive elements such as Q&A sessions and discussions to maintain participant engagement.

Quizz

Certificate provided at the end of the session

An email is sent the day before the training with the details of the video conference.

Best Practices:

• Arrive 5 to 10 minutes before the training session.
• Before the session: conduct an audio test (video conferences often lose 10 to 15 minutes due to connection issues).
• Be punctual for the start of the session.

Some recommendations:

• Use headphones.
• Be in a quiet environment.
• Ensure a stable internet connection.
• Silence your mobile phone during the session.
• Avoid multitasking.
• Set up in an isolated and practical location for your cables and note-taking.
• Isolate yourself from any distractions and noise (TV, kitchen, etc.) for the duration of your training.
• Settle in your dedicated space, such as a desk; make sure to lock the door when you work - to prevent unexpected interruptions from children.