AML in Investment Funds

This e-learning course is intended for all employees who work in the domain of Investment Funds. It is not jurisdiction-specific and can be used globally.

There are 4 main objectives of this e-learning course:

• You gain an understanding of the AML risks posed by Investment Fund products and services
• You can identify potential AML red flags on client transactions
• You have an awareness of AML examples and typographies relevant to Investment Funds
• You understand the obligations on regulators to perform monitoring and supervision activities in respect of Investment Funds

• Risks: which are inherent in Investment Funds
• Red Flags: which your members of staff should be particularly aware of;
• Real Examples: money laundering or terrorist financing using products and services similar to yours;
• Regulatory Inspections: what regulators look for when inspecting Investment Funds

There is a 10 question knowledge check at the end of the e-learning course with a standard pass mark of 80% and unlimited attempts. The 10 questions are drawn randomly from a larger bank of questions. Each attempt will draw a different mix of questions.

To order your licences, please send a request to customer@houseoftraining.lu. You will receive the steps to follow.