Audit and Compliance (C6049)

None. However it is recommended to have good knowledge of any kind of legislative module.

• Comply with the key rules of a proper enterprise governance.
• Comply with the international standards in matter of risk assessment.
• Know how to implement a proper enterprise risk management system.
• Develop key tools for a tailored-made a risk based approach.
• Know how to design and communicate a control program.
• Compliancewith the EU AML/CTF requirements as transposed in Luxembourg.
• Design an internal audit strategy to check the effectiveness of the before mentioned compliance.

• Introduction to the key principles for a proper and sound enterprise governance.
• Introduction to the internal control system and its key functions.
• Introduction to the international standards in matter of the enterprise risk management framework.
• Introduction to a risk mapping model.
• How to design a proper methodology of risk assessment.
• How to develop a tailored-made risk approach.
• How to develop a proper strategy of control and design a monitoring plan.
• How to design an efficient testing/control.
• How to communicate the results of the monitoring plan.
• Practical case.