Fund Compliance Officer (certified path)

This certification course develops the fundamental skills in relation to compliance in the field of investment vehicles and addresses the concepts of financial and operational risk management as well as the monitoring of the investment policies and restrictions.

This certification is composed of 6 modules available either in french or in english or both:

• Compliance - Fundamentals 8h
• Compliance in Funds - Introduction to the Rules of Conduct and Management Companie/AIFMs 8h
• Politiques et restrictions d'investissement - Fondamentaux 8h
• Investment Policies and Restrictions in UCITS - Fundamentals 8h
• Restrictions d'investissements complexes en pratique 24h
• Risk Management - Fundamentals 8h
• NAV Errors and Breaches - Circular 02/77 (English) 8h
• NAV Errors and Breaches - Circulaire 02/77 (Français) 8h

Examination: It is possible to pass an examination for the modules composing this programme.

Those wishing to obtain the certificate must pass the exam of the listed modules and send a request for a certificate to our Customer Service. The House of Training will then send the certificate/diploma.

Others Info:

Registration to each training has to be made separately, by clicking on the above links. You will be redirected to the training page, where you will find related information, as well as the registration button to the training and the exam.

This certification is both in french and in english.