MiFID II - Latest Updates - lifelong-learning.lu

À qui s'adresse la formation?

The persons concerned by the Training Programme are all persons placed under the authorityof a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e.individuals providing investment advice ("Advisory profile") or information ("Information profile") on financial instruments, investment services or ancillary services to clients.

Durée

2,00 heure(s)

Langues(s) de prestation

Prochaine session

Contacter l'organisme

Objectifs

The objective of the training is to give the most up-to-date information on MiFID II.

Contenu

Introduction
- What is MiFID II
- Main Organisational requirements
- Main Investor protection requirements
- Market Infrastructure
Targeted amendments to the Delegated Regulation and Delegated Directive
- Provision of information
- Investment research and SME markets
- Product Governance
- Commodities markets
- Exemptions
IFR and IFD
- Change in capital requirements
- Remuneration rules
Guidelines
- Governance
- Product Governance
- Suitability and appropriateness
- Remuneration
- Others
Sustainability requirements and operating conditions
- Green Deal
- Sustainability and duties towards investors
- Sustainability and operating conditions
Conclusion and way forward

Informations supplémentaires

Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.