AML - KYC - Webinars - CSSF requirements applicable to AIFMs and Management Companies

Aucun prérequis n’est recommandé pour participer à cette formation.

Part 1:

• Set up an adequate internal organisation (Compliance with CSSF requirements)
• Define and organise the tasks of the RC and RR (practical methodology)
• Get familiar with the latest legal and regulatory developments in the AML/CTF field

Part 2:

• Apply Due Diligence requirements (asset side & liability side) in compliance with CSSF requirements
• Define your ML/TF risk appetite and formalise your overall risk analysis
• Comply with requirements related to international financial sanctions lists (screening)

Part 1:

• New legal and regulatory developments in the AML/CTF field (financial sector)
• Clarifications arising from CSSF Regulations and Circulars concerning the obligations of adequate internal organisation
• The key requirements that AIFMs and Management Companies should consider regarding AML/CTF requirements
• The essential elements to consider in your AML/CFT procedure
• The roles and responsibilities assigned to the RC and the RR
• Presentation of a concrete methodology for organising and managing RC missions (+ presentation of an application for managing RC missions)
• The CSSF’s expectations in terms of AML/CTF training and awareness-raising
• The CSSF’s AML/CTF approach
• Obligations to cooperate with the CSSF and the FIU (declarations, requests for information, notion of immunity and GoAML tool)
• Applicable penalties and means of recourse
• Case law specific to the financial sector
• Interactive quiz
• Question and answer session

Part 2:

• New legal and regulatory developments in the AML/CTF field (financial sector)
• Clarifications arising from CSSF Regulations and Circulars concerning customer due diligence requirements
• Due diligence requirements to adopt (asset side vs liability side)
• AML/CTF supervision of delegates
• Supervision of distributors (4 types of distributors)
• Definition of ML/TF risk appetite
• Overall ML/TF risk assessment – practical advice and information to consider (Laws, Circular, VRA, NRA …)
• Customer due diligence requirements
  • Identification & identity verification of clients, proxies and beneficial owners
  • Risk-based approach and risk analysis specific to each customer
  • Concrete examples of higher risk indicators
  • Allocation of an adequate vigilance level (standard, simplified or enhanced)
  • Ongoing monitoring of transactions and business relationships (KYC & KYT)
• Obligations relating to international financial sanctions lists (screening)
• Interactive quiz
• Question and answer session

Cette formation inclut des quiz interactifs et est suivie d'une session de questions/réponses.

Cette formation inclut des quiz interactifs et est suivie d'une session de questions/réponses.

Cette formation donne droit à un certificat de participation ainsi qu'à un support de cours.

Un certificat de participation vous sera décerné à la fin de la formation. Le certificat de participation est délivré par ARCAD S.A., organisme de formation professionnelle continue agréée.

Formation interactive en Webinaire (vidéo conférence live).

Pour notre formation webinar, nous utilisons l’application Cisco Webex. Il est possible de rejoindre la formation depuis l’application webex ou depuis un navigateur internet.

Chaque apprenant recevra 3 jours avant la date de formation un e-mail contenant toutes les informations utiles afin de rejoindre cette formation.