Ethical Behaviour in Banking - Fundamentals

Inter-company training

Who is the training for?

All public

Duration

4,00 hours(s)

Language(s) of service

EN

Next session

Goals

The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).

Contents

  • Introduction
    • The position and mission of the CSSF
    • Combating money laundering & financing of terrorism
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Specific rules of conduct for PSF managing third party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of ethics
    • The ALFI's code of ethics
      • Market abuse
      • Economic crime
      • Computer crime
      • The Compliance function

Organization contact details

House of Training

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