Ethical Behaviour in Banking - Fundamentals

Unternehmensübergreifende Weiterbildung

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Alle Zielgruppen

Dauer

4,00 Stunde(n)

Sprache(n) der Dienstleistung

EN

Ziele

The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).

Inhalt

  • Introduction
    • The position and mission of the CSSF
    • Combating money laundering & financing of terrorism
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Specific rules of conduct for PSF managing third party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of ethics
    • The ALFI's code of ethics
      • Market abuse
      • Economic crime
      • Computer crime
      • The Compliance function

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EN
Tag
Auf Anfrage
Banken Versicherungen - Bank - Finanzmarkt - Finanzprodukt
FR
Tag
Banken Versicherungen - Risikomanagement Bank Versicherung