Risk Management - Framework for Funds

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Financial service professionals who want to gain a good understanding of the regulatory framework for risk management in the fund industry.

Dauer

8,00 Stunde(n)

Sprache(n) der Dienstleistung

Nächster Termin

Kontakt mit dem Anbieter aufnehmen

Ziele

Since the UCITS III Directive in 2004 and the AIFM Directive in 2011, the regulatory environment for funds has changed considerably, creating a new risk management framework specifically for funds. This course explores the impact of regulations on risk management for funds.

Understand the regulatory bodies in the fund industry and their roles
Analyse the UCITS Directive and its evolution
Understand the AIFMD and its importance
Gain an understanding of the main circulars in the fund industry

Inhalt

Institutions and regulations
- Institutions
  - European institutions – ESMA, ESRB
  - International institutions
  - National regulators
- Directives and regulations
International legislation
- European legislation
  - UCITS
  - AIFMD
  - MMFD
  - Other European legislation
- Non-European legislation
CSSF circulars
- 11/512
- 18/698
Future trend